Description
|
Fee
|
Certificate
Delivery
|
$15
|
Retirement
Account
|
See
your broker |
Security
Registration
|
$10 |
Setup
|
No
charge |
Termination
Fee
Charged when an IRA account
is transferred in total to another firm
or when there is a total
distribution of an IRA account.
|
$60
|
Transfer
of Account
|
|
Inbound - Full or partial transfer
|
No
charge |
Outbound
- Full or partial transfer
|
$50 |
Depository
Trust Co. (DTC) Securities
May also incur premature distribution
fees and termination fees.
Foreign securities may carry a fee.
|
$10 |
Wire
|
$25 |
Overnight
Courier
|
$25 |
Regulation
T Extensions
|
$10 |
Reorganization
Items
|
|
Mandatory
|
$10 |
Non-mandatory
or Tender Offer
|
$10 |
Withdrawal
From Tender Offer
|
$10 |
Returned
Check
|
$25 |
Special
Registration
This fee applies when you want to
register a certificate in a name
other than the account owner(s). |
$25 |
Stop
Payment
|
$25 |
| Misc
Postage |
$5 |
